E-learning Course
Financial Markets Compliance
15 min • Editable • 3D animated
Course Preview(15 min)
To ensure fair and correct trading in stocks and securities, all market players must follow the rules. Any form of insider dealing or market manipulation is completely prohibited. The Financial Markets Compliance Regulation, the European Market Abuse Regulation (MAR) and the European Market Abuse Directive (MAD) were created to prevent market abuse. This interactive Financial Markets Compliance training familiarizes your employees with correct conduct in securities trading and in this way also protects your company. The educational contents of this course comprise both background information and relevant guidelines for correct behavior.
v1.14 (May 06, 2024)
- Languages:
- German, English
- Audio:
- None
- Formats:
- Online training or SCORM 1.2 download
- Contact:
- [email protected]
- Categories:
- Compliance
- Info:
- Other languages on request.
Editable with our authoring software.
Compatible with all common learning management systems (LMS).
Online learning platform included! - Target group:
- Employees of companies or organizations.
- Regions:
- INTERNATIONAL
- Didactics:
- Story + Quiz
- Keywords:
- Financial market, financial market compliance, shares, securities, market participants, rules of the game, insider trading, market manipulation, financial market compliance regulation, market abuse regulation, MAR, MAD, European directive, criminal, sanctions, market manipulation, interactive, financial market compliance training, raise awareness, securities trading, sanctions, WBT, interground information, guidelines, conduct
- Contents:
- Introduction
- What is insider information?
- Compliance Officers
- Tasks
- Confidentiality-related areas
- The right way to handle insider information
- Sharing insider information internally
- Sharing with third parties
- Consequences of breaches
- Embargo period
- Trading ban
- Quiz